0000904853-20-000003.txt : 20200515 0000904853-20-000003.hdr.sgml : 20200515 20200515152022 ACCESSION NUMBER: 0000904853-20-000003 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 GROUP MEMBERS: HOWARD AMSTER GROUP MEMBERS: HOWARD AMSTER & TAMARA GOULD CHARITABLE REMAINDER UNITRUST U/A DTD 03/18/1993 GROUP MEMBERS: HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 1 GROUP MEMBERS: HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 2 GROUP MEMBERS: HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 3 GROUP MEMBERS: HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 4 GROUP MEMBERS: HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 5 GROUP MEMBERS: HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 7 GROUP MEMBERS: HOWARD AMSTER CHARITABLE REMAINDER UNITRUST U/A DTD 01/11/2005 GROUP MEMBERS: HOWARD AMSTER CHARITABLE REMAINDER UNITRUST U/A DTD 04/22/1198 GROUP MEMBERS: HOWARD AMSTER IRR TRUST DTD 12/31/12 GROUP MEMBERS: HOWARD AMSTER NON-GRANTOR CHARITABLE LEAD TRUST U/A DTD 01/17/2017 GROUP MEMBERS: HOWARD AMSTER NON-GRANTOR CHARITABLE LEAD TRUST U/A DTD 08/11/2015 GROUP MEMBERS: LAUGHLIN HOLDINGS GROUP MEMBERS: PLEASANT LAKE - SKOIEN INVESTMENTS LLC GROUP MEMBERS: PLEASANT LAKE APARTMENTS LP GROUP MEMBERS: RAMAT SECURITIES LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Medley Capital Corp CENTRAL INDEX KEY: 0001490349 IRS NUMBER: 274576073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-86732 FILM NUMBER: 20884418 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital BDC LLC DATE OF NAME CHANGE: 20100426 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Amster Howard CENTRAL INDEX KEY: 0000904853 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: 23811 CHAGRIN BLVD # 200 CITY: BEACHWOOD STATE: OH ZIP: 44122-5525 FORMER COMPANY: FORMER CONFORMED NAME: AMSTER HOWARD DATE OF NAME CHANGE: 19970311 SC 13D 1 051520.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* MEDLEY CAPITAL CORP (Name of Issuer) COMMON STOCK PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 58503F-10-6 (CUSIP Number) HOWARD AMSTER 44 COCOANUT ROW SUITE #B323 PALM BEACH, FL 33480-4069 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 13, 2020 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)X (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 1,429,061 8. SHARED VOTING POWER 3,132,724* 9. SOLE DISPOSITIVE POWER 1,429,061 10. SHARED DISPOSITIVE POWER 3,132,724* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37%** 14. TYPE OF REPORTING PERSON (see instructions) IN *These shares are deemed to be beneficially owned by Howard Amster, as a result his personal ownership and in his capacity as the President of Pleasant Lakes Apts. Corp, which is the General Partner of Pleasant Lakes Apts. Limited Partnership, and in his capacity as the trustee of various trusts as listed **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) PLEASANT LAKE APARTMENTS LP 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)X (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 1,452,886 8. SHARED VOTING POWER 3,108,899* 9. SOLE DISPOSITIVE POWER 1,452,2886 10. SHARED DISPOSITIVE POWER 3,108,899* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37%** 14. TYPE OF REPORTING PERSON (see instructions) PN *These shares are deemed to be beneficially owned by Pleasant Lake Apts LP, as the General Partner for the entity is Pleasant Lakes Apts Corp, whose President is Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 1 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)X (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 885,655 8. SHARED VOTING POWER 3,676,130 9. SOLE DISPOSITIVE POWER 885,655 10. SHARED DISPOSITIVE POWER 3,676,130 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37% 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster 2019 Charitable Remainder Trust 1, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 2 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 50,500 8. SHARED VOTING POWER 4,511,285 9. SOLE DISPOSITIVE POWER 50,500 10. SHARED DISPOSITIVE POWER 4,511,285 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37% 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster 2019 Charitable Remainder Trust 2, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 3 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 48,200 8. SHARED VOTING POWER 4,513,585 9. SOLE DISPOSITIVE POWER 48,200 10. SHARED DISPOSITIVE POWER 4,513,585 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37% 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster 2019 Charitable Remainder Trust 3, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 4 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 45,400 8. SHARED VOTING POWER 4,516,385 9. SOLE DISPOSITIVE POWER 45,400 10. SHARED DISPOSITIVE POWER 4,516,385 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37% 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster 2019 Charitable Remainder Trust 4, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 5 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)X (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 27,000 8. SHARED VOTING POWER 4,534,785 9. SOLE DISPOSITIVE POWER 27,000 10. SHARED DISPOSITIVE POWER 4,534,785 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37% 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster 2019 Charitable Remainder Trust 5, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 7 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)X (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 8,500 8. SHARED VOTING POWER 4,553,285 9. SOLE DISPOSITIVE POWER 8,500 10. SHARED DISPOSITIVE POWER 4,553,285 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37% 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster 2019 Charitable Remainder Trust 7, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER AND TAMARA GOULD CHARITABLE REMAINDER UNITRUST U/A DTD 03/18/1993 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)X (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 18,400 8. SHARED VOTING POWER 4,543,385 9. SOLE DISPOSITIVE POWER 18,400 10. SHARED DISPOSITIVE POWER 4,543,385 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37% 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster and Tamara Gould Charitable Remainder Unitrust U/A DTD 03/18/1993, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER CHARITABLE REMAINDER UNITRUST U/A DTD 04/22/1998 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)X (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 34,200 8. SHARED VOTING POWER 4,527,585 9. SOLE DISPOSITIVE POWER 34,200 10. SHARED DISPOSITIVE POWER 4,527,585 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37% 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER CHARITABLE REMAINDER UNITRUST U/A DTD 01/11/2005 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)X (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 9,100 8. SHARED VOTING POWER 4,552,685 9. SOLE DISPOSITIVE POWER 8,500 10. SHARED DISPOSITIVE POWER 4,552,685 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37% 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster Charitable Remainder Trust U/A DTD 01/11/2005, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) PLEASANT LAKE SKOIEN INVESTMENTS LLC 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)X (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELWARE NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 28,300 8. SHARED VOTING POWER 4,533,485* 9. SOLE DISPOSITIVE POWER 28,300 10. SHARED DISPOSITIVE POWER 4,533,485* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37%* 14. TYPE OF REPORTING PERSON (see instructions) PN *These shares are deemed to be beneficially owned by Pleasant Lake Skoien Investments LLC as the Manager for the entitiy is Pleasant Lake Apts Ltd Partnership, of which the General Partner is Pleasant Lakes Apts Corp, whose President is Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) LAUGHLIN HOLDINGS 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)X (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 255,001 8. SHARED VOTING POWER 4,306,784* 9. SOLE DISPOSITIVE POWER 255,001 10. SHARED DISPOSITIVE POWER 4,306,784* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37%** 14. TYPE OF REPORTING PERSON (see instructions) PN *These shares are deemed to be beneficially owned by the Laughlin Holdings, as the general partner is Pleasant Lake Apts Partnership LP, whose general partner is Pleasant Lake Apts Corp, whose President is Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) RAMAT SECURITIES 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)X (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 90,000 8. SHARED VOTING POWER 4,471,785* 9. SOLE DISPOSITIVE POWER 90,000 10. SHARED DISPOSITIVE POWER 4,471,785* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,561,785 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.37%** 14. TYPE OF REPORTING PERSON (see instructions) PN *These shares are deemed to be beneficially owned by Ramat Securities Ltd as the majority partner is Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER NON-GRANTOR CHARITABLE LEAD TRUST U/A DTD 08/11/2015 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a)X (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OH NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 52,925 8. SHARED VOTING POWER 230,299* 9. SOLE DISPOSITIVE POWER 52,925 10. SHARED DISPOSITIVE POWER 230,299* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 283,224 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.52%** 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster Non-Grantor Charitable LEAD Trust U/A DTD 08/11/2015 as William Costaras serves as a trustee **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER NON-GRANTOR LEAD TRUST U/A DTD 01/17/2017 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OH NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 199,000 8. SHARED VOTING POWER 84,224* 9. SOLE DISPOSITIVE POWER 199,000 10. SHARED DISPOSITIVE POWER 84,224* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 283,224 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.52%** 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster Non-Grantor LEAD Trust U/A DTD 01/17/2017 as William Costaras serves as a trustee **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER IRR TRUST DTD 12/31/2012 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OH NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 27,572 8. SHARED VOTING POWER 255,652* 9. SOLE DISPOSITIVE POWER 27,572 10. SHARED DISPOSITIVE POWER 255,652* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 283,224 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.52%** 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster IRR Trust DTD 12/13/12 as William Costaras serves as a trustee **Denominator is based on the 54,474,211 shares of stock outstanding as of May 13, 2020 This Amendment No. 2 to Schedule 13D (this Amendment No.2) amends and supplements the Schedule 13D originally filed with the Securities and Exchange Commission (SEC) on December 27, 2019, with respect to the common stock, par value $0.001 per share (the Common Stock) of Medley Capital Corporation, a Delaware Corporation (the Issuer). Except as specifically amended by this Amendment No. 2, the Schedule 13D is unchanged. Unless otherwise indicated, each capitalized term used but not otherwise defined herein shall have meaning assigned to such term in the Initial 13D. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. HOWARD AMSTER /s/ Howard Amster Date: May 13, 2020 HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 1 By; /s/ Howard Amster Name: Howard Amster Trustee Date: May 13, 2020 HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 2 By; /s/ Howard Amster Name: Howard Amster Trustee Date: May 13, 2020 HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 3 By; /s/ Howard Amster Name: Howard Amster Trustee Date: May 13, 2020 HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 4 By; /s/ Howard Amster Name: Howard Amster Trustee Date: May 13, 2020 HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 5 By; /s/ Howard Amster Name: Howard Amster Trustee Date: May 13, 2020 HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST 7 By; /s/ Howard Amster Name: Howard Amster Trustee Date: May 13, 2020 HOWARD AMSTER AND TAMARA GOULD CHARITABLE REMAINDER UNITRUST U/A DTD 03/18/1993 By; /s/ Howard Amster Name: Howard Amster Trustee Date: May 13, 2020 HOWARD AMSTER CHARITABLE REMAINDER UNITRUST U/A DTD 04/22/1998 By; /s/ Howard Amster Name: Howard Amster Trustee Date: May 13, 2020 HOWARD AMSTER CHARIABLE REMAINDER UNITRUST U/A DTD 01/11/2005 By; /s/ Howard Amster Name: Howard Amster Trustee Date: May 13, 2020 PLEASANT LAKE - SKOIEN INVESTMENTS LLC By; /s/ Howard Amster Name: Howard Amster Title: President of Pleasant Lakes Apts Corp, General Partner of Pleasants Lake Apts LP, Manager of Pleasant Lake Skoien Investments LLC Date: May 13, 2020 LAUGHLIN HOLDING LP By; /s/ Howard Amster Name: Howard Amster Title: President Pleasant Lake Apts Corp, General Partner of Pleasant Lakes Apts LP General Partner of Laughlin Holdings LP Date: May 13, 2020 PLEASANT LAKE APTS LP By; /s/ Howard Amster Name: Howard Amster Title: President of Pleasant Lakes Apts Corp, General Partner Date: May 13, 2020 RAMAT SECURITIES LTD By; /s/ Howard Amster Name: Howard Amster Title: Majority Owner Date: May 13, 2020 WILLIAM COSTARAS /s/ William Costaras Date: May 13, 2020 HOWARD AMSTER IRR TRUST DTD 12/13/12 /s/ William Costaras Name: William Costaras Title: Trustee Date: May 13, 2020 HOWARD AMSTER NON-GRANTOR CHARITABLE LEAD TRUST U/A DTD 08/11/2015 /s/ William Costaras Name: William Costaras Title: Trustee Date: May 13, 2020 HOWARD AMSTER NON-GRANTOR CHARITABLE LEAD TRUST U/A DTD 01/17/2017 /s/ William Costaras Name: William Costaras Title: Trustee Date: May 13, 2020 CUSIP NO. 58503F-10-6 SCHEDULE 13D Page 19